TERMINUS AI

Review performance claims

Example

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Can our marketing show gross performance alone?

Example answer

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Cited in this answer

Original

Gross and net performance in adviser advertisements.

eCFR17 CFR § 275.206(4)-1(d)(1)

Original

The framework for written policies and annual review.

SECRule 206(4)-7(a)–(c)

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Contracts, fund documents, policies, correspondence and authorities.

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